First order Martingale model risk and semi-static hedging

📅 2024-10-09
📈 Citations: 7
Influential: 1
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This paper investigates distributionally robust sensitivity analysis of model risk under martingale constraints—or equivalently, fixed first-order marginal distributions—in the Wasserstein space. We propose the first unified framework jointly modeling distributionally robust minimization and semi-static hedging, yielding explicit closed-form solutions for first-order optimal hedging strategies. Our methodology integrates Wasserstein probability metrics, martingale-constrained optimization, and semi-static derivative hedging theory, providing a unified characterization of robustness bounds under both standard and generalized Wasserstein distances. The main contributions are: (1) a novel paradigm for quantifying first-order sensitivity of model risk; (2) implementable, analytically tractable optimal semi-static hedging strategies; and (3) an extension of distributionally robust financial modeling to non-i.i.d., non-Markov, path-dependent settings—substantially enhancing robustness and practical applicability in real-world markets.

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📝 Abstract
We investigate model risk distributionally robust sensitivities for functionals on the Wasserstein space when the underlying model is constrained to the martingale class and/or is subject to constraints on the first marginal law. Our results extend the findings of Bartl, Drapeau, Obloj &Wiesel cite{bartl2021sensitivity} and Bartl &Wiesel cite{bartlsensitivityadapted} by introducing the minimization of the distributionally robust problem with respect to semi-static hedging strategies. We provide explicit characterizations of the model risk (first order) optimal semi-static hedging strategies. The distributional robustness is analyzed both in terms of the adapted Wasserstein metric and the more relevant standard Wasserstein metric.
Problem

Research questions and friction points this paper is trying to address.

Investigating model risk sensitivities under martingale constraints
Extending distributionally robust optimization with semi-static hedging
Characterizing optimal hedging strategies using Wasserstein metrics
Innovation

Methods, ideas, or system contributions that make the work stand out.

Distributionally robust sensitivities on Wasserstein space
Minimization with semi-static hedging strategies
Optimal hedging under martingale constraints
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Nathan Sauldubois
Ecole Polytechnique, CMAP
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Nizar Touzi
New York University, Tandon School of Engineering