Tight Better-Than-Worst-Case Bounds for Element Distinctness and Set Intersection

📅 2025-11-04
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This paper addresses the tightness of the classical Ω(n log n) comparison-based lower bound for the element distinctness problem in instances with many duplicates. We introduce the first fine-grained, input-structure-aware competitive analysis framework for this problem. Our approach models duplication patterns via combinatorial graphs and unifies adversarial lower-bound constructions with deterministic competitive algorithm design to establish asymptotically tight lower bounds parameterized by repetition structure. Key contributions are: (1) an O(log log n)-competitive upper and lower bound for element distinctness—significantly improving upon worst-case Ω(n log n) analysis; and (2) a competitive separation between element distinctness and set intersection, establishing a Θ(log n) competitive lower bound for the latter. Collectively, these results shift comparison-model lower-bound analysis from worst-case instance-centric reasoning to structural awareness—a paradigmatic advance in fine-grained complexity.

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📝 Abstract
The element distinctness problem takes as input a list $I$ of $n$ values from a totally ordered universe and the goal is to decide whether $I$ contains any duplicates. It is a well-studied problem with a classical worst-case $Omega(n log n)$ comparison-based lower bound by Fredman. At first glance, this lower bound appears to rule out any algorithm more efficient than the naive approach of sorting $I$ and comparing adjacent elements. However, upon closer inspection, the $Omega(n log n)$ bound does not apply if the input has many duplicates. We therefore ask: Are there comparison-based lower bounds for element distinctness that are sensitive to the amount of duplicates in the input? To address this question, we derive instance-specific lower bounds. For any input instance $I$, we represent the combinatorial structure of the duplicates in $I$ by an undirected graph $G(I)$ that connects identical elements. Each such graph $G$ is a union of cliques, and we study algorithms by their worst-case running time over all inputs $I'$ with $G(I') cong G$. We establish an adversarial lower bound showing that, for any deterministic algorithm $mathcal{A}$, there exists a graph $G$ and an algorithm $mathcal{A}'$ that, for all inputs $I$ with $G(I) cong G$, is a factor $O(log log n)$ faster than $mathcal{A}$. Consequently, no deterministic algorithm can be $o(log log n)$-competitive for all graphs $G$. We complement this with an $O(log log n)$-competitive deterministic algorithm, thereby obtaining tight bounds for element distinctness that go beyond classical worst-case analysis. We subsequently study the related problem of set intersection. We show that no deterministic set intersection algorithm can be $o(log n)$-competitive, and provide an $O(log n)$-competitive deterministic algorithm. This shows a separation between element distinctness and the set intersection problem.
Problem

Research questions and friction points this paper is trying to address.

Establishes instance-specific bounds for element distinctness sensitive to duplicates
Provides tight competitive ratios for deterministic element distinctness algorithms
Shows separation between element distinctness and set intersection complexity
Innovation

Methods, ideas, or system contributions that make the work stand out.

Uses instance-specific lower bounds analysis
Employs graph representation for duplicate structure
Provides O(log log n) competitive deterministic algorithm
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I
I. Hoog
Department of Theoretical Computer Science, IT University of Copenhagen, Denmark
Eva Rotenberg
Eva Rotenberg
Associate Professor, DTU Compute, Denmark
AlgorithmsData StructuresGraph Algorithms
D
Daniel Rutschmann
Department of Theoretical Computer Science, IT University of Copenhagen, Denmark