Query Generation Pipeline with Enhanced Answerability Assessment for Financial Information Retrieval

📅 2025-11-07
📈 Citations: 0
✨ Influential: 0
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🤖 AI Summary
Existing IR benchmarks inadequately capture the complex, domain-specific information needs inherent in banking operations, while constructing realistic, legally compliant evaluation datasets remains hindered by regulatory constraints and high annotation costs. To address this, we propose a systematic, large language model–based query generation framework that integrates single-document and multi-document joint sampling, augmented by a novel reasoning-enhanced answerability assessment mechanism—significantly improving alignment between generated queries and authentic business requirements. Our method explicitly supports modeling of complex multi-document retrieval scenarios. Leveraging it, we construct KoBankIR—the first Korean-language, banking-domain IR benchmark—comprising 815 high-quality, expert-validated queries. Empirical evaluation reveals substantial performance degradation of state-of-the-art retrieval models on multi-document tasks under KoBankIR, confirming its rigor and practical relevance. KoBankIR provides a reproducible, legally compliant, and high-fidelity evaluation foundation for financial-domain IR research.

Technology Category

Data Mining & Knowledge Management: Intelligent Query ProcessingNatural Language Processing: Question AnsweringKnowledge Representation and Reasoning: Knowledge Representation Languages

Application Category

Search and Retrieval-Augmented AI: Web evaluation methodologies and metricsUser Modeling, Personalization and Recommendation: Fairness-aware retrieval and rankingSemantics and Knowledge: Data modeling to support human-machine intelligence, including LLMs agents, intelligent system behavior, explanations, and user-friendly interactions
📝 Abstract
As financial applications of large language models (LLMs) gain attention, accurate Information Retrieval (IR) remains crucial for reliable AI services. However, existing benchmarks fail to capture the complex and domain-specific information needs of real-world banking scenarios. Building domain-specific IR benchmarks is costly and constrained by legal restrictions on using real customer data. To address these challenges, we propose a systematic methodology for constructing domain-specific IR benchmarks through LLM-based query generation. As a concrete implementation of this methodology, our pipeline combines single and multi-document query generation with an enhanced and reasoning-augmented answerability assessment method, achieving stronger alignment with human judgments than prior approaches. Using this methodology, we construct KoBankIR, comprising 815 queries derived from 204 official banking documents. Our experiments show that existing retrieval models struggle with the complex multi-document queries in KoBankIR, demonstrating the value of our systematic approach for domain-specific benchmark construction and underscoring the need for improved retrieval techniques in financial domains.
Problem

Research questions and friction points this paper is trying to address.

Addresses financial domain-specific information retrieval benchmark limitations
Overcomes legal constraints in using real customer banking data
Tackles complex multi-document query challenges in financial retrieval
Innovation

Methods, ideas, or system contributions that make the work stand out.

LLM-based query generation for domain benchmarks
Enhanced reasoning-augmented answerability assessment method
Multi-document query construction from banking documents
H
Hyunkyu Kim
Kakaobank, Seongnam-si, Republic of Korea
Y
Yeeun Yoo
Kakaobank, Seongnam-si, Republic of Korea
Y
Youngjun Kwak
Kakaobank, Seongnam-si, Republic of Korea