An Improved Upper Bound on the Capacity of the Primitive Diamond Relay Channel

📅 2026-10-08
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🤖 AI Summary
This study addresses the looseness of existing capacity upper bounds for the diamond relay channel, which hinders precise characterization of its fundamental limits. By leveraging the Csiszár–Körner–Marton identity and Gallager-type identification techniques, this work derives a tighter capacity upper bound. To evaluate the improvement, an inner bound is constructed via a time-sharing strategy combining decode-and-forward and compress-and-forward relaying. The proposed upper bound strictly improves upon the cut-set bound and existing results for discrete memoryless channels, while coinciding with the strongest known upper bound in Gaussian settings. By quantifying the resulting performance gains, this research establishes a new theoretical benchmark for the capacity analysis of diamond relay channels.
📝 Abstract
We study the capacity of the primitive diamond relay channel and derive an improved upper bound compared with existing upper bounds by employing the Csiszár--Körner--Marton sum identity and Gallager-type identification. For Gaussian primitive diamond relay channels, we show that our proposed bound coincides with the existing strengthened Gaussian upper bound of Wu, Özgür, Peleg, and Shamai. For discrete memoryless channels, our bound can be strictly tighter than both the cut-set bound and the existing upper bound, and we assess the improvement using different channel instances, together with a decode--forward/compress--forward time-sharing inner bound.
Problem

Research questions and friction points this paper is trying to address.

primitive diamond relay channel
channel capacity
upper bound
Gaussian channels
discrete memoryless channels
Innovation

Methods, ideas, or system contributions that make the work stand out.

Primitive Diamond Relay Channel
Channel Capacity Upper Bound
Csiszár-Körner-Marton Sum Identity
Gallager-type Identification
Discrete Memoryless Channels
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Deniz Gündüz
Department of Electrical and Electronic Engineering, Imperial College London, London, UK
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Yanxiao Liu
Department of Electrical and Electronic Engineering, Imperial College London, London, UK
Yi Liu
Yi Liu
Department of Computer Science, City University of Hong Kong
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