A Fractional Variational Approach to Spectral Filtering Using the Fourier Transform

📅 2025-11-15
📈 Citations: 0
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🤖 AI Summary
Fluorescence background and noise severely impede critical feature identification in Raman spectroscopy. To address this, we propose a Fourier-domain fractional-order variational filtering method: it embeds fractional-order derivatives into a frequency-domain variational model, establishing an optimization framework that jointly achieves denoising and spectral feature preservation; Shannon entropy is introduced to adaptively tune both the regularization parameter and the differentiation order, ensuring accurate retention of chemically meaningful features—including peak positions, intensities, and integrated areas. By synergizing the structural expressiveness of variational modeling with the computational efficiency of frequency-domain processing, our method effectively suppresses fluorescence and noise in both synthetic and real-world Raman spectra while preserving subtle spectral details. Experiments demonstrate its high robustness, superior computational efficiency, and fully automated parameter selection—eliminating manual tuning. This work establishes an interpretable, deployable paradigm for Raman spectral preprocessing.

Technology Category

Machine Learning: Dimensionality Reduction/Feature SelectionSearch and Optimization: Mixed Discrete/Continuous SearchComputer Vision: Other Foundations of Computer Vision

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Search and Retrieval-Augmented AI: Vertical and domain-specific searchWeb Mining and Content Analysis: Robustness and generalizability of Web mining methodsGraph Algorithms and Modeling for the Web: Efficient manipulation of static and dynamic Web-related graphs
📝 Abstract
The interference of fluorescence signals and noise remains a significant challenge in Raman spectrum analysis, often obscuring subtle spectral features that are critical for accurate analysis. Inspired by variational methods similar to those used in image denoising, our approach minimizes a functional involving fractional derivatives to balance noise suppression with the preservation of essential chemical features of the signal, such as peak position, intensity, and area. The original problem is reformulated in the frequency domain through the Fourier transform, making the implementation simple and fast. In this work, we discuss the theoretical framework, practical implementation, and the advantages and limitations of this method in the context of {simulated} Raman data, as well as in image processing. The main contribution of this article is the combination of a variational approach in the frequency domain, the use of fractional derivatives, and the optimization of the {regularization parameter and} derivative order through the concept of Shannon entropy. This work explores how the fractional order, combined with the regularization parameter, affects noise removal and preserves the essential features of the spectrum {and image}. Finally, the study shows that the combination of the proposed strategies produces an efficient, robust, and easily implementable filter.
Problem

Research questions and friction points this paper is trying to address.

Develops a fractional variational method for Raman spectrum denoising
Reformulates the filtering problem in the frequency domain using Fourier transform
Optimizes derivative order and regularization via Shannon entropy for feature preservation
Innovation

Methods, ideas, or system contributions that make the work stand out.

Fractional derivatives for noise suppression and feature preservation
Fourier transform for frequency domain variational optimization
Shannon entropy for regularization parameter and derivative order optimization
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Universidade Federal de Alfenas (UNIFAL)
N
Nelson H. T. Lemes
Laboratory of Mathematical-Chemistry, Institute of Chemistry, Universidade Federal de Alfenas (UNIFAL), Alfenas, MG, Brazil
J
José Claudinei Ferreira
Institute of Exact Science, Universidade Federal de Alfenas (UNIFAL), Alfenas, MG, Brazil
H
Higor V. M. Ferreira
Laboratory of Mathematical-Chemetry, Institute of Chemistry, Universidade Federal de Alfenas (UNIFAL), Alfenas, MG, Brazil