Pascal-Weighted Genetic Algorithms: A Binomially-Structured Recombination Framework

📅 2025-11-30
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🤖 AI Summary
In conventional genetic algorithms, two-parent recombination often introduces high-destructive variance, impairing convergence and stability. To address this, we propose a family of multi-parent recombination operators grounded in Pascal (binomial) coefficients: normalized binomial weights construct structured convex combinations, enabling centralized genetic search and substantially suppressing offspring variance fluctuations. This work introduces the binomial weighting mechanism to multi-parent recombination for the first time, enhancing schema preservation while natively supporting real-valued, binary, and permutation encodings—ensuring universality and plug-and-play compatibility. Theoretical analysis establishes its variance decay property and schema survival advantage. Empirical evaluation across four benchmark problem classes demonstrates 9–22% performance improvement over standard genetic algorithms, with markedly enhanced convergence stability and optimization efficiency.

Technology Category

Search and Optimization: Mixed Discrete/Continuous SearchReasoning under Uncertainty: Stochastic OptimizationConstraint Satisfaction and Optimization: Mixed Discrete/Continuous Optimization

Application Category

Graph Algorithms and Modeling for the Web: Efficient manipulation of static and dynamic Web-related graphsUser Modeling, Personalization and Recommendation: Fairness-aware retrieval and rankingSearch and Retrieval-Augmented AI: Retrieval-Augmented Generation (RAG) and multi-modal RAG
📝 Abstract
This paper introduces a new family of multi-parent recombination operators for Genetic Algorithms (GAs), based on normalized Pascal (binomial) coefficients. Unlike classical two-parent crossover operators, Pascal-Weighted Recombination (PWR) forms offsprings as structured convex combination of multiple parents, using binomially shaped weights that emphasize central inheritance while suppressing disruptive variance. We develop a mathematical framework for PWR, derive variance-transfer properties, and analyze its effect on schema survival. The operator is extended to real-valued, binary/logit, and permutation representations. We evaluate the proposed method on four representative benchmarks: (i) PID controller tuning evaluated using the ITAE metric, (ii) FIR low-pass filter design under magnitude-response constraints, (iii) wireless power-modulation optimization under SINR coupling, and (iv) the Traveling Salesman Problem (TSP). We demonstrate how, across these benchmarks, PWR consistently yields smoother convergence, reduced variance, and achieves 9-22% performance gains over standard recombination operators. The approach is simple, algorithm-agnostic, and readily integrable into diverse GA architectures.
Problem

Research questions and friction points this paper is trying to address.

Develop binomial-coefficient-based multi-parent recombination for Genetic Algorithms
Analyze variance-transfer and schema survival in the new recombination framework
Evaluate performance on benchmarks like PID tuning, filter design, and TSP
Innovation

Methods, ideas, or system contributions that make the work stand out.

Multi-parent recombination using Pascal coefficients
Binomial weights emphasize central inheritance
Reduces variance and improves convergence across benchmarks
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O
Otman A. Basir
Department of Electrical and Computer Engineering, University of Waterloo, Waterloo, ON, Canada