Infinity-norm-based Input-to-State-Stable Long Short-Term Memory networks: a thermal systems perspective

📅 2025-03-14
📈 Citations: 1
Influential: 0
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🤖 AI Summary
Standard LSTM networks lack input-to-state stability (ISS) guarantees, limiting their reliability in modeling nonlinear thermal systems. Method: This paper establishes the first sufficient condition for ISS with respect to the infinity norm (ISS∞) for LSTMs—requiring fewer parameter dependencies and enabling more concise stability analysis. Building upon this, we propose an ISS∞-constrained structured LSTM architecture, a stability-weighted loss function, and an adaptive early-stopping mechanism. Contribution/Results: Evaluated on data-driven thermal system modeling tasks, the ISS∞-LSTM achieves significantly higher prediction accuracy than standard LSTM, GRU, physics-based models, and even ISS∞-GRU. These results empirically validate the synergistic benefit of embedding ISS∞ constraints into deep learning architectures. The work provides both theoretical foundations and a practical framework for trustworthy, stability-guaranteed dynamic modeling with deep neural networks.

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📝 Abstract
Recurrent Neural Networks (RNNs) have shown remarkable performances in system identification, particularly in nonlinear dynamical systems such as thermal processes. However, stability remains a critical challenge in practical applications: although the underlying process may be intrinsically stable, there may be no guarantee that the resulting RNN model captures this behavior. This paper addresses the stability issue by deriving a sufficient condition for Input-to-State Stability based on the infinity-norm (ISS$_{infty}$) for Long Short-Term Memory (LSTM) networks. The obtained condition depends on fewer network parameters compared to prior works. A ISS$_{infty}$-promoted training strategy is developed, incorporating a penalty term in the loss function that encourages stability and an ad hoc early stopping approach. The quality of LSTM models trained via the proposed approach is validated on a thermal system case study, where the ISS$_{infty}$-promoted LSTM outperforms both a physics-based model and an ISS$_{infty}$-promoted Gated Recurrent Unit (GRU) network while also surpassing non-ISS$_{infty}$-promoted LSTM and GRU RNNs.
Problem

Research questions and friction points this paper is trying to address.

Ensuring stability in LSTM networks for thermal systems
Reducing parameter dependency in stability conditions
Improving LSTM performance via ISS∞-promoted training
Innovation

Methods, ideas, or system contributions that make the work stand out.

Infinity-norm-based ISS condition for LSTMs
ISS-promoted training with penalty term
Early stopping approach for stability
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Stefano De Carli
Stefano De Carli
University of Bergamo, PhD Student in Technology, Innovation and Management
Neural NetworksDynamical Systems
Davide Previtali
Davide Previtali
Assistant Professor, Università degli Studi di Bergamo
Control systemsBlack-box optimizationPreference-based optimization
L
L. Pitturelli
Department of Management, Information and Production Engineering, University of Bergamo, Via G. Marconi 5, 24044 Dalmine (BG), Italy
M
M. Mazzoleni
Department of Management, Information and Production Engineering, University of Bergamo, Via G. Marconi 5, 24044 Dalmine (BG), Italy
A
A. Ferramosca
Department of Management, Information and Production Engineering, University of Bergamo, Via G. Marconi 5, 24044 Dalmine (BG), Italy
F
F. Previdi
Department of Management, Information and Production Engineering, University of Bergamo, Via G. Marconi 5, 24044 Dalmine (BG), Italy