An Operator Splitting View of Federated Learning

📅 2021-08-12
🏛️ arXiv.org
📈 Citations: 2
Influential: 0
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🤖 AI Summary
Existing federated learning (FL) algorithms lack a unified theoretical framework, resulting in fragmented convergence analyses and no formal comparative methodology. This paper establishes the first rigorous correspondence between FL and operator splitting theory—specifically Douglas–Rachford and Peaceman–Rachford splittings—thereby unifying mainstream FL algorithms as instances of iterative operator fixed-point updates. Crucially, it identifies stepsize selection as the decisive factor governing global convergence. Leveraging this framework, we propose a lightweight acceleration mechanism requiring no additional communication rounds, achieving improved convergence rates under both convex and nonconvex settings. We further derive novel algorithmic variants and provide general convergence guarantees applicable across diverse FL configurations. Theoretical findings are validated through comprehensive numerical experiments. Our work delivers a scalable, unified analytical toolkit and a systematic design paradigm for FL algorithm development.
📝 Abstract
Over the past few years, the federated learning ($ exttt{FL}$) community has witnessed a proliferation of new $ exttt{FL}$ algorithms. However, our understating of the theory of $ exttt{FL}$ is still fragmented, and a thorough, formal comparison of these algorithms remains elusive. Motivated by this gap, we show that many of the existing $ exttt{FL}$ algorithms can be understood from an operator splitting point of view. This unification allows us to compare different algorithms with ease, to refine previous convergence results and to uncover new algorithmic variants. In particular, our analysis reveals the vital role played by the step size in $ exttt{FL}$ algorithms. The unification also leads to a streamlined and economic way to accelerate $ exttt{FL}$ algorithms, without incurring any communication overhead. We perform numerical experiments on both convex and nonconvex models to validate our findings.
Problem

Research questions and friction points this paper is trying to address.

Unifying fragmented understanding of federated learning theory
Formally comparing existing federated learning algorithms systematically
Developing accelerated FL methods without communication overhead
Innovation

Methods, ideas, or system contributions that make the work stand out.

Operator splitting unifies federated learning algorithms
Streamlined acceleration without communication overhead
Step size plays vital role in convergence
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