Fitting Tree Metrics and Ultrametrics in Data Streams

πŸ“… 2025-04-24
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This paper studies the tree-metric and ultrametric fitting problem in the data stream model: given pairwise distances arriving dynamically, the goal is to construct an approximately optimal hierarchical clustering via a single pass with bounded memory. It provides the first systematic treatment of this problem in the semi-streaming model, establishing tight approximation ratios and computational complexity characterizations for the β„“β‚€, ℓ₁, and β„“βˆž objectives. Key contributions include: an Γ•(n)-space O(1)-approximation for β„“β‚€; an O(Ξ”/Ξ΄)-approximation for ℓ₁—matching the best RAM-based guarantee; and a tight 2-approximation for β„“βˆž, which is provably optimal. All results extend to tree-metric fitting with only one additional pass. The approach integrates techniques from semi-streaming algorithm design, combinatorial optimization, metric embedding theory, and norm-specific optimization analysis.

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πŸ“ Abstract
Fitting distances to tree metrics and ultrametrics are two widely used methods in hierarchical clustering, primarily explored within the context of numerical taxonomy. Given a positive distance function $D:inom{V}{2} ightarrowmathbb{R}_{>0}$, the goal is to find a tree (or ultrametric) $T$ including all elements of set $V$ such that the difference between the distances among vertices in $T$ and those specified by $D$ is minimized. In this paper, we initiate the study of ultrametric and tree metric fitting problems in the semi-streaming model, where the distances between pairs of elements from $V$ (with $|V|=n$), defined by the function $D$, can arrive in an arbitrary order. We study these problems under various distance norms: For the $ell_0$ objective, we provide a single-pass polynomial-time $ ilde{O}(n)$-space $O(1)$ approximation algorithm for ultrametrics and prove that no single-pass exact algorithm exists, even with exponential time. Next, we show that the algorithm for $ell_0$ implies an $O(Delta/delta)$ approximation for the $ell_1$ objective, where $Delta$ is the maximum and $delta$ is the minimum absolute difference between distances in the input. This bound matches the best-known approximation for the RAM model using a combinatorial algorithm when $Delta/delta=O(n)$. For the $ell_infty$ objective, we provide a complete characterization of the ultrametric fitting problem. We present a single-pass polynomial-time $ ilde{O}(n)$-space 2-approximation algorithm and show that no better than 2-approximation is possible, even with exponential time. We also show that, with an additional pass, it is possible to achieve a polynomial-time exact algorithm for ultrametrics. Finally, we extend the results for all these objectives to tree metrics by using only one additional pass through the stream and without asymptotically increasing the approximation factor.
Problem

Research questions and friction points this paper is trying to address.

Fitting tree metrics and ultrametrics in data streams efficiently
Approximating distances under various norms in streaming models
Characterizing and solving ultrametric fitting with limited passes
Innovation

Methods, ideas, or system contributions that make the work stand out.

Single-pass polynomial-time approximation for ultrametrics
Characterization and 2-approximation for β„“βˆž objective
Extended results to tree metrics with one additional pass
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A
Amir Carmel
Pennsylvania State University, United States. Part of this work was done while the author was affiliated at Weizmann Institute of Science, Israel.
D
Debarati Das
Pennsylvania State University, United States.
Evangelos Kipouridis
Evangelos Kipouridis
Saarland University and Max Planck Institute for Informatics, SaarbrΓΌcken, Germany
Algorithms