Deterministic DTFT Interpolation for Joint Frequency and Chirp-Rate Estimation: Cell-Uniform Efficiency and Threshold Analysis

📅 2026-08-03
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🤖 AI Summary
This work addresses the edge and threshold effects in joint estimation of frequency and chirp rate for noisy linear frequency-modulated signals by proposing a deterministic two-stage estimator. In the first stage, time-centered zero-padding dechirping followed by FFT constructs a sampling array; in the second stage, alternating selective-p magnitude interpolation refines the estimate using fractional-bin DTFT samples. The method provides, for the first time, closed-form mean-square error and threshold characterizations across the full signal-to-noise ratio range, achieving asymptotically uniform estimation performance over the entire residual unit cell—including corners—and proves first-order immunity of chirp-rate estimation to unmodeled jerk. With N=256, the median estimation efficiency reaches 1.03 (worst-case 1.07), threshold prediction error remains below 1.0 dB, computational complexity is O(N log N), and latency is constant.
📝 Abstract
Joint estimation of the frequency and chirp rate of a noisy chirp signal arises in radar, sonar, and burst satellite communications. Conventional estimators combine a coarse grid search with fine interpolation; accuracy degrades at the edges of the residual cell (the edge effect) and below the breakdown SNR (the threshold effect). This paper presents a deterministic two-stage estimator that controls both failure modes uniformly over the entire residual cell. The estimator combines a time-centered, zero-padded dechirp-FFT acquisition bank with alternating selectable-$p$ amplitude-interpolation refinements on fractional-bin DTFT samples; in the centered frame, the frequency-chirp-rate cross-term of the Fisher information vanishes. The paper derives a mean-squared-error and threshold characterization across the full SNR range, in closed form except for one calibrated scalar (an effective cell count), to our knowledge the first for the joint problem: the breakdown threshold is governed by the cell count, and its cell-position dependence is dominated by the straddle loss of the coarse FFT, which the padding bounds at 0.4 dB. An asymptotic uniformity analysis over the whole cell, including the corners, gives closed-form fixed-point variance ratios of $1.003$ and $0.998$, analytically free of the residual. A closed-form bias analysis under unmodeled jerk shows the centered chirp-rate estimate is first-order immune. Monte Carlo experiments at $N=256$ (validated at $N=32$-$512$) measure frequency- and chirp-rate-axis efficiencies with median $1.03$ and worst case $1.07$ over $144$ cell positions at $-5$ dB. Threshold predictions hold within $1.0$ dB on four held-out configurations. The dechirp-FFT bank is fully parallel, and each of the four refinement iterations evaluates three DTFT samples per axis; under fixed operating conditions, per-estimate latency is constant at $O(N\log N)$ cost.
Problem

Research questions and friction points this paper is trying to address.

chirp signal
frequency estimation
chirp-rate estimation
threshold effect
edge effect
Innovation

Methods, ideas, or system contributions that make the work stand out.

deterministic DTFT interpolation
joint frequency-chirp-rate estimation
edge-effect mitigation
threshold analysis
cell-uniform efficiency
M
Miaomiao Wei
Zhongyuan University of Technology, Zhengzhou, China
Jianjun Li
Jianjun Li
Professor
Artificial intelligenceComputer visionVideo codingMicroelectronics3D
Y
Yang Wang
Zhongyuan University of Technology, Zhengzhou, China
H
Huaiyuan Chen
Zhongyuan University of Technology, Zhengzhou, China
L
Lulu Gao
Zhongyuan University of Technology, Zhengzhou, China
H
Hang Liu
Zhongyuan University of Technology, Zhengzhou, China