A Convergence Theory for Diffusion Language Models: An Information-Theoretic Perspective

📅 2025-05-27
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🤖 AI Summary
This paper addresses the lack of convergence theory for diffusion language models (DLMs). Methodologically, it establishes the first rigorous asymptotic characterization of sampling error from an information-theoretic perspective, deriving tight upper and lower bounds on the sampling error in terms of KL divergence. It proves that the error decays at rate $1/T$ with respect to the number of iterations $T$, where the leading constant is proportional to the mutual information among tokens within the sequence. The bound is both tight and interpretable, revealing a fundamental trade-off between parallel generation efficiency and sequential dependency structure. Contributions include: (1) the first precise theoretical analysis of DLM sampling convergence; (2) the first incorporation of mutual information as a key complexity measure governing the convergence rate; and (3) the first rigorous theoretical foundation for efficient parallel text generation, thereby filling a critical theoretical gap in diffusion-based language modeling.

Technology Category

Natural Language Processing: (Large) Language ModelsMachine Learning: Large Multimodal Models (LMMs)Computer Vision: Diffusion Models for Vision

Application Category

User Modeling, Personalization and Recommendation: Large Language Models (LLM) for user modeling and recommendationEconomics, Online Markets and Human Computation: Cost models of using LLMs in production systemsGraph Algorithms and Modeling for the Web: Foundation models and LLMs for Web-related graphs
📝 Abstract
Diffusion models have emerged as a powerful paradigm for modern generative modeling, demonstrating strong potential for large language models (LLMs). Unlike conventional autoregressive (AR) models that generate tokens sequentially, diffusion models enable parallel token sampling, leading to faster generation and eliminating left-to-right generation constraints. Despite their empirical success, the theoretical understanding of diffusion model approaches remains underdeveloped. In this work, we develop convergence guarantees for diffusion language models from an information-theoretic perspective. Our analysis demonstrates that the sampling error, measured by the Kullback-Leibler (KL) divergence, decays inversely with the number of iterations $T$ and scales linearly with the mutual information between tokens in the target text sequence. In particular, we establish matching upper and lower bounds, up to some constant factor, to demonstrate the tightness of our convergence analysis. These results offer novel theoretical insights into the practical effectiveness of diffusion language models.
Problem

Research questions and friction points this paper is trying to address.

Develops convergence guarantees for diffusion language models
Analyzes sampling error via KL divergence and mutual information
Establishes tight upper and lower bounds for convergence
Innovation

Methods, ideas, or system contributions that make the work stand out.

Parallel token sampling for faster generation
Convergence guarantees via KL divergence analysis
Matching upper and lower bounds for tightness
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G
Gen Li
Department of Statistics, The Chinese University of Hong Kong, Hong Kong
C
Changxiao Cai
Department of Industrial and Operations Engineering, University of Michigan, Ann Arbor, USA