Validity of MMRM-based hypothesis testing under missing-not-at-random mechanisms

📅 2026-09-18
📈 Citations: 0
Influential: 0
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🤖 AI Summary
研究了在随机临床试验中,当存在缺失非随机机制时,基于MMRM的假设检验的有效性问题,并提出了一个充分条件以确保该检验方法的有效性。
📝 Abstract
In randomized clinical trials with longitudinal continuous outcomes, missing-not-at-random (MNAR) missingness often motivates conservative alternatives to mixed models for repeated measures (MMRM). Such caution is important for estimation, but estimation and testing need not require identical assumptions. Moreover, overly conservative primary analyses may reduce power, increase required sample size, and raise trial costs. We investigated the validity of MMRM-based testing under the global null of identical longitudinal outcome distributions across groups. Because valid testing minimally requires treatment-effect estimators to converge to the null under the null hypothesis, we investigated sufficient conditions for this property. We introduced a proportional observation condition requiring ratios of observation probabilities relative to a reference group, conditional on the full outcome vector, to be outcome-independent, and showed that, with arbitrary post-baseline visits and monotone missingness, this condition is sufficient for convergence to the null value. The condition allows observation to depend on unobserved outcomes and permits between-group differences in overall observation probabilities through outcome-independent dropout, making it clinically interpretable while accommodating outcome-dependent MNAR missingness. Synthetic and data-based bootstrap simulations showed negligible bias and empirical test sizes near 0.05, including nonmonotone missingness. Thus, MNAR missingness does not by itself imply that a more conservative primary testing procedure is required. This result does not justify treatment-effect estimation under alternatives, which still requires estimand-based interpretation and sensitivity analyses.
Problem

Research questions and friction points this paper is trying to address.

missing-not-at-random
MMRM
hypothesis testing
clinical trials
longitudinal outcomes
Innovation

Methods, ideas, or system contributions that make the work stand out.

proportional observation condition
MNAR missingness
convergence to null value
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