CIC + EM $\vdash$ Con(ZF): the consistency of ZF in type theory with excluded middle and no choice

๐Ÿ“… 2026-09-19
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ๆœฌๆ–‡ๅœจๆฒกๆœ‰้€‰ๆ‹ฉๅ…ฌ็†็š„ๆƒ…ๅ†ตไธ‹๏ผŒ้€š่ฟ‡ไพ่ต–็ฑปๅž‹็†่ฎบไธญ็š„้›†ๅˆๅณๆ ‘่งฃ้‡Šๆ–นๆณ•่ฏๆ˜Žไบ†ZF็š„ไธ€่‡ดๆ€งใ€‚
๐Ÿ“ Abstract
The sets-as-trees interpretation of set theory in a dependent type theory with an impredicative universe of propositions validates Zermelo set theory, and it validates Replacement if the type theory has a choice or description operator, which turns a functional relation into a function. It has been natural to expect that without such an operator the strength of the type theory drops well below that of $\mathrm{ZF}$. We show that it does not. In the type theory of Lean with two predicative universes, from excluded middle as the only assumption and with no axiom (no choice, no propositional extensionality, no quotients), we prove the consistency of $\mathrm{ZF}$, stated outright for a first-order proof system. The proof is formalized. The mechanism is the large elimination of the accessibility predicate over a type as large as the type of sets: a recursion on accessibility whose recursive calls are guarded by propositions, and whose later calls are indexed by the value of an earlier call, computes as a term any ordinal that is specified by a proposition through a well-founded tree of a certain shape. We give a rule that produces such a tree for every ordinal, unless some $V_ฯ$ is already a model of $\mathrm{ZF}$; the rule does not choose a cofinal map into a limit ordinal but takes all definable ones at once. In the first case the sets-as-trees satisfy Replacement for arbitrary propositional relations. Either way $\mathrm{ZF}$ has a model. Finally, the double negation of excluded middle suffices, and what remains of it is exactly that membership is not not well-founded in the stable reading of sets; this in turn implies the double negation of Markov's principle.
Problem

Research questions and friction points this paper is trying to address.

ZF consistency
type theory
excluded middle
no choice
sets-as-trees
Innovation

Methods, ideas, or system contributions that make the work stand out.

excluded middle
type theory
consistency of ZF
accessibility predicate
well-founded tree
M
Mario Carneiro
Chalmers University of Technology and University of Gothenburg