Ballot Exhaustion in Multiwinner Single Transferable Vote Elections

📅 2026-05-12
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🤖 AI Summary
This study addresses the lack of a systematic definition and empirical analysis of ballot exhaustion in multi-winner Single Transferable Vote (STV) elections, which has hindered understanding of its impact on representativeness. Drawing on data from 1,070 Scottish local elections encompassing over 5.4 million ballots, the paper introduces formal classifications of exhausted ballots, distinguishing between those that have already secured representation and those that have not, and proposes a novel “weight exhaustion” metric to quantify the loss of voter influence. Through large-scale data analysis, quota evaluation, and multiple imputation simulations—including proportional models—the study finds that while 27.9% of ballots are exhausted by the final round, only 7.1% experience weight exhaustion. Most exhausted ballots still achieve some form of representation, seat changes under proportional assumptions amount to just 3.5%, and many elected candidates fall short of the quota.
📝 Abstract
We study ballot exhaustion in multiwinner single transferable vote (STV) elections using a dataset of 1,070 Scottish local government elections comprising over 5.4 million ballots. While ballot exhaustion has been studied extensively in single-winner elections, comparatively little work examines exhaustion in the multiwinner setting. We introduce formal definitions of several types of exhaustion in STV elections, distinguishing between exhausted ballots, non-first-choice exhausted ballots, unrepresented exhausted ballots, and weight exhaustion. These definitions clarify important conceptual differences between ballots that cease to transfer and ballots that fail to contribute meaningfully to representation. Our empirical analysis shows that 27.9\% of ballots are exhausted by the final round of counting, although the corresponding weight exhaustion rate is only 7.1\%, indicating that many exhausted ballots have already contributed to the election of a candidate. Moreover, most exhausted ballots correspond to voters who achieve some form of representation, either because their first-ranked candidate wins or because a candidate ranked among their top choices is elected. These results suggest that raw exhaustion rates alone substantially overstate the extent to which voters lose their influence or fail to obtain representation under STV. We also investigate whether exhaustion can affect electoral outcomes by extending partial ballots under several completion models. Under extreme assumptions, exhaustion can potentially alter a substantial number of outcomes, but under a proportional ballot-completion model only 3.5\% of seats change. Finally, we show that a substantial number of winners fail to reach quota, even after the elimination of all losing candidates. These results help clarify the practical and normative significance of ballot exhaustion in real-world STV elections.
Problem

Research questions and friction points this paper is trying to address.

ballot exhaustion
multiwinner elections
single transferable vote
voter representation
electoral outcomes
Innovation

Methods, ideas, or system contributions that make the work stand out.

ballot exhaustion
single transferable vote
multiwinner elections
weight exhaustion
proportional ballot-completion
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