NOWJ@COLIEE 2026: Adaptive Pipelines for Legal Retrieval and Reasoning

📅 2026-07-17
📈 Citations: 0
Influential: 0
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🤖 AI Summary
This work addresses five core tasks in legal information retrieval and reasoning—case retrieval, statute retrieval, textual entailment, entailment judgment, and judgment prediction—by proposing a multi-stage adaptive framework that dynamically integrates filtering, dense retrieval, reranking, and large language model–based reasoning. The approach innovatively incorporates query-adaptive truncation, dynamic routing solvers, consensus-based ensemble verification, and argumentation-graph–guided probabilistic inference. It further leverages complementary embeddings, a fine-tuned generative reranker, a hierarchical Transformer-CRF architecture, and zero-shot chain-of-thought prompting. Evaluated on all tasks of the COLIEE 2026 benchmark, the method achieves state-of-the-art performance, significantly enhancing accuracy, adaptability, and generalization in complex legal scenarios.
📝 Abstract
This paper presents the methodologies and results of the NOWJ team's participation across all five tasks of the COLIEE 2026 competition. For Task 1 (Legal Case Retrieval), we propose a four-stage pipeline comprising candidate filtering, dense retrieval with complementary embedding models, cross-encoder reranking via fine-tuned generative rerankers and MLP-based pairwise classification, and adaptive per-query cutoff prediction. For Task 2 (Legal Case Entailment), we combine BM25 filtering, T5-based reranking, and LLM-based entailment verification with consensus ensemble. For Task 3 (Statute Law Retrieval and Entailment), we adopt a retrieval-augmented generation framework with dense retrieval, attention-based reranking, and few-shot-prompted LLM reasoning. For Task 4 (Legal Textual Entailment), we introduce a dynamic routing pipeline that classifies query difficulty and dispatches cases to either a balanced few-shot solver or a structured zero-shot chain-of-thought solver. For the Pilot Task (Legal Judgment Prediction), we combine hierarchical transformers with CRF layers, argument relation mining, and probabilistic argumentation graph reasoning.
Problem

Research questions and friction points this paper is trying to address.

Legal Retrieval
Legal Reasoning
Textual Entailment
Judgment Prediction
Statute Law
Innovation

Methods, ideas, or system contributions that make the work stand out.

adaptive pipeline
legal retrieval
generative reranker
dynamic routing
retrieval-augmented reasoning
T
Thuong-Hieu Ngo
VNU University of Engineering and Technology, Hanoi, Vietnam
H
Hoang-Trung Nguyen
VNU University of Engineering and Technology, Hanoi, Vietnam
H
Huu-Dong Nguyen
VNU University of Engineering and Technology, Hanoi, Vietnam
Xuan-Bach Le
Xuan-Bach Le
Ho Chi Minh City University of Technology (HCMUT)
Safe AIxAIFormal SemanticsProgram VerificationComputational Complexity
L
Le-Dung Nguyen
VNU University of Engineering and Technology, Hanoi, Vietnam
Q
Quang-Thanh Tran
VNU University of Engineering and Technology, Hanoi, Vietnam
H
Ha-Thanh Nguyen
Center for Juris-Informatics, ROIS-DS College of Engineering & Computer Science, VinUniversity, Hanoi, Vietnam
Thi-Hai-Yen Vuong
Thi-Hai-Yen Vuong
VNU University of Engineering and Technology, Vietnam National University, Hanoi
Data minningNLPLegal NLPSymbolic AI