Multiple Imputation for Nonresponse in Complex Surveys Using Design Weights and Auxiliary Margins

📅 2024-12-14
📈 Citations: 0
✨ Influential: 0
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🤖 AI Summary
Missing data arising from unit and item nonresponse in complex survey designs pose significant challenges for valid statistical inference. Method: This paper proposes a novel multiple imputation framework that integrates the original design weights—rather than synthetic or reweighted ones—with known marginal distributions of auxiliary variables. Specifically, it embeds the true design weights directly into an imputation model for nonignorable unit nonresponse, combining weighted generalized linear models with marginal constraint optimization to ensure calibration to population totals. Contribution/Results: Simulation studies demonstrate that the proposed method strictly satisfies auxiliary marginal constraints while substantially reducing bias and mean squared error in target parameter estimates. It improves estimator consistency and overall representativeness relative to existing approaches relying on artificial weights, thereby enhancing the validity and efficiency of survey inference under complex nonresponse mechanisms.

Technology Category

Search and Optimization: Non-convex OptimizationMultiagent Systems: Mechanism DesignMachine Learning: Calibration & Uncertainty Quantification

Application Category

Economics, Online Markets and Human Computation: Data quality aspects of human-annotated datasetsSearch and Retrieval-Augmented AI: Web learning to rank, online learning, and counterfactual learning for rankingUser Modeling, Personalization and Recommendation: Fairness-aware retrieval and ranking
📝 Abstract
Survey data typically have missing values due to unit and item nonresponse. Sometimes, survey organizations know the marginal distributions of certain categorical variables in the survey. As shown in previous work, survey organizations can leverage these distributions in multiple imputation for nonignorable unit nonresponse, generating imputations that result in plausible completed-data estimates for the variables with known margins. However, this prior work does not use the design weights for unit nonrespondents; rather, it relies on a set of fabricated weights for these units. We extend this previous work to utilize the design weights for all sampled units. We illustrate the approach using simulation studies.
Problem

Research questions and friction points this paper is trying to address.

Extends multiple imputation for nonresponse in surveys
Incorporates design weights for all sampled units
Leverages known auxiliary margins for estimation
Innovation

Methods, ideas, or system contributions that make the work stand out.

Extends multiple imputation using design weights
Leverages auxiliary margins for nonresponse adjustment
Utilizes known marginal distributions of categorical variables
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K
Kewei Xu
Department of Statistical Science, Box 90251, Duke University, Durham, NC 27708-0251
J
Jerome P. Reiter
Department of Statistical Science, Box 90251, Duke University, Durham, NC 27708-0251