EADC: Evaluation of Advanced and Deep-level Compliance in Large Language Models

📅 2026-09-22
📈 Citations: 0
✨ Influential: 0
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🤖 AI Summary
为解决大型语言模型合规性评估难题,提出基于AI合规知识图谱和专家的EADC框架,通过结构化逻辑多关系图映射法律规则,生成复杂对抗场景以深度检测合规风险。
📝 Abstract
Large Language Models (LLMs) have been used in various industries. However, ensuring their compliance with complex laws and regulatory frameworks remains a great challenge. Existing evaluation paradigms mainly rely on static benchmarks that suffer from three severe limitations: First, the compliance rules being used do not comply with the requirements of Artificial Intelligence (AI) laws and regulations; Second, they only handle apparent, explicit compliance risks, leaving implicit and covert compliance risks undetected; Third, they fail to track the systematic propagation of risks along logical dependency chains or evaluate compliance within nuanced, context-based real-world scenarios. To bridge this critical gap, we introduce EADC, a novel advanced evaluation benchmark of LLMs based on an AI compliance knowledge graph and AI compliance legal experts. By mapping abstract legal rules into structured logical multi-relational graphs, our framework enables automated, evolving agents to distill and synthesize highly sophisticated adversarial scenarios. This compliance benchmark is reviewed and corrected by human AI legal experts throughout the whole process. The resulting dataset (4,435+ QA pairs) provides an extensive, multi-dimensional taxonomy covering critical regulatory frontiers, including bias and discrimination, fairness, personal privacy protection, and values. Crucially, our compliance dataset moves beyond shallow string-matching by incorporating contextual long-horizon interactions and logic-driven hazard chains, capturing deeply embedded compliance anomalies that bypass traditional filters. Experiment evaluations demonstrate that our framework exposes critical regulatory blind spots in state-of-the-art LLMs, offering a rigorous, AI laws and regulations-aligned benchmark to safeguard high-level and deep compliance in the application of LLMs.
Problem

Research questions and friction points this paper is trying to address.

Large Language Models
Compliance
Regulatory Frameworks
Static Benchmarks
Context-based Scenarios
Innovation

Methods, ideas, or system contributions that make the work stand out.

AI compliance knowledge graph
logical multi-relational graphs
contextual long-horizon interactions
logic-driven hazard chains
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Tsinghua University
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Ruien Li
Department of Computer Sciences, University of Wisconsin - Madison
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Yaoyao Peng
Law School, University of Chinese Academy of Social Sciences
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Wanxin Ren
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Yijia Zhang
Law School, University of Chinese Academy of Social Sciences
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Wusheng Zhang
Department of Computer Science and Technology, Tsinghua University
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Guangwen Yang
Professor of Computer Science and Technology, Tsinghua University