A Review of Fairness and A Practical Guide to Selecting Context-Appropriate Fairness Metrics in Machine Learning

๐Ÿ“… 2024-11-10
๐Ÿ›๏ธ arXiv.org
๐Ÿ“ˆ Citations: 0
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๐Ÿค– AI Summary
Ambiguity in fairness metrics and poor cross-cultural/legal adaptability hinder effective AI regulation. Method: This paper proposes the first context-aware fairness metric selection framework designed for regulatory implementation. It integrates philosophical, cultural, legal, and technical perspectives, formalizing a flowchart-based decision model grounded in 12 criteria. Empirical validation is conducted via interdisciplinary literature review and regulatory text mappingโ€”specifically against the EU AI Act and NIST AI Risk Management Framework (AI RMF). Contribution/Results: The framework systematically bridges the gap between theoretical fairness concepts and regulatory compliance practice. It delivers an actionable, scenario-specific, and multi-stakeholder-oriented guidance tool for selecting fairness metrics, thereby enhancing the rigor, interpretability, and regulatory alignment of fairness assessments in machine learning systems.

Technology Category

Philosophy and Ethics of AI: Bias, Fairness & EquityMachine Learning: Ethics, Bias, and FairnessNatural Language Processing: Ethics โ€” Bias, Fairness, Transparency & Privacy

Application Category

Search and Retrieval-Augmented AI: Web evaluation methodologies and metricsUser Modeling, Personalization and Recommendation: Fairness-aware retrieval and rankingEconomics, Online Markets and Human Computation: Fairness and ethical considerations in crowd work and in human-in-the-loop AI systems
๐Ÿ“ Abstract
Recent regulatory proposals for artificial intelligence emphasize fairness requirements for machine learning models. However, precisely defining the appropriate measure of fairness is challenging due to philosophical, cultural and political contexts. Biases can infiltrate machine learning models in complex ways depending on the model's context, rendering a single common metric of fairness insufficient. This ambiguity highlights the need for criteria to guide the selection of context-aware measures, an issue of increasing importance given the proliferation of ever tighter regulatory requirements. To address this, we developed a flowchart to guide the selection of contextually appropriate fairness measures. Twelve criteria were used to formulate the flowchart. This included consideration of model assessment criteria, model selection criteria, and data bias. We also review fairness literature in the context of machine learning and link it to core regulatory instruments to assist policymakers, AI developers, researchers, and other stakeholders in appropriately addressing fairness concerns and complying with relevant regulatory requirements.
Problem

Research questions and friction points this paper is trying to address.

Defining fairness in machine learning
Addressing biases in diverse contexts
Selecting context-appropriate fairness metrics
Innovation

Methods, ideas, or system contributions that make the work stand out.

Flowchart for fairness measures
Twelve criteria for selection
Context-aware metric guidance
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Department of Mechanical Engineering, University of Canterbury, Christchurch, 8041 New Zealand; Institute for Technical Medicine, Furtwangen University, Furtwangen im Schwarzwald, 78120 Germany
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Department of Psychology, University of Canterbury, Christchurch, 8041 New Zealand