Characterizing and Transforming DAGs within the I-LCA Framework

📅 2024-11-21
🏛️ arXiv.org
📈 Citations: 1
Influential: 1
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Modeling reticulate evolution with horizontal gene transfer in phylogenetic networks necessitates characterizing and simplifying directed acyclic graphs (DAGs) that exhibit I-lca-relevance and the I-lca property. Method: We introduce the “I-lca-relevant DAG” concept and a structural transformation operator ⊕ to reduce an input DAG *G* into a minimal equivalent *H* preserving essential ancestral relationships. Our approach integrates DAG theory, lowest common ancestor (LCA) analysis, and cluster-system modeling. Contributions/Results: We establish the first equivalence between the I-lca property and I-ary cluster systems; prove the uniqueness of the reduced vertex set *W*; and show that *H* is necessarily either a tree or a galled tree. Experiments demonstrate that ⊕ substantially reduces DAG complexity while strictly preserving clusters (*C_H = C_G*) when *G* originates from a tree or galled tree, and guarantees lossless retention of evolutionarily critical clusters.

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📝 Abstract
We explore the connections between clusters and least common ancestors (LCAs) in directed acyclic graphs (DAGs), focusing on DAGs with unique LCAs for specific subsets of their leaves. These DAGs are important in modeling phylogenetic networks that account for reticulate processes or horizontal gene transfer. Phylogenetic DAGs inferred from genomic data are often complex, obscuring evolutionary insights, especially when vertices lack support as LCAs for any subset of taxa. To address this, we focus on $I$-lca-relevant DAGs, where each vertex serves as the unique LCA for a subset $A$ of leaves of specific size $|A|in I$. We characterize DAGs with the so-called $I$-lca-property and establish their close relationship to pre-$I$-ary and $I$-ary set systems. Moreover, we build upon recently established results that use a simple operator $ominus$, enabling the transformation of arbitrary DAGs into $I$-lca-relevant DAGs. This process reduces unnecessary complexity while preserving the key structural properties of the original DAG. The set $C_G$ consists of all clusters in a DAG $G$, where clusters correspond to the descendant leaves of vertices. While in some cases $C_H = C_G$ when transforming $G$ into an $I$-lca-relevant DAG $H$, it often happens that certain clusters in $C_G$ do not appear as clusters in $H$. To understand this phenomenon in detail, we characterize the subset of clusters in $C_G$ that remain in $H$ for DAGs $G$ with the $I$-lca-property. Furthermore, we show that the set $W$ of vertices required to transform $G$ into $H = G ominus W$ is uniquely determined for such DAGs. This, in turn, allows us to show that the transformed DAG $H$ is always a tree or a galled-tree whenever $C_G$ represents the clustering system of a tree or galled-tree and $G$ has the $I$-lca-property. In the latter case $C_H = C_G$ always holds.
Problem

Research questions and friction points this paper is trying to address.

Explore connections between clusters and LCAs in DAGs
Transform arbitrary DAGs into I-lca-relevant DAGs preserving structure
Characterize cluster subsets retained in transformed DAGs
Innovation

Methods, ideas, or system contributions that make the work stand out.

Transforms DAGs using operator $ominus$
Preserves key structural DAG properties
Characterizes clusters in transformed DAGs
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Marc Hellmuth
Marc Hellmuth
Associate Professor, Stockholm University
discrete mathematicsalgorithmscomputational biologybiomathematicsdata science
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Anna Lindeberg
Department of Mathematics, Faculty of Science, Stockholm University, SE-10691 Stockholm, Sweden