Provably Safe Reinforcement Learning for Stochastic Reach-Avoid Problems with Entropy Regularization

📅 2026-01-13
📈 Citations: 0
✨ Influential: 0
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🤖 AI Summary
This study addresses the challenge of achieving high-probability safety in reinforcement learning under stochastic reach-avoid safety constraints. The work proposes an online algorithm that integrates entropy regularization into an optimistic framework for uncertainty (OFU) tailored to constrained Markov decision processes. Notably, this is the first approach to incorporate entropy regularization within the OFU paradigm, enabling strict safety guarantees throughout the learning process while substantially reducing inter-episode policy variability. Through finite-sample analysis, the authors derive a regret bound for the proposed algorithm and theoretically demonstrate that entropy regularization not only enhances performance but also effectively controls policy variance.

Technology Category

Reasoning under Uncertainty: Stochastic OptimizationMachine Learning: Online Learning & BanditsSearch and Optimization: Learning to Search

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Responsible Web: Human-perceived consequences of algorithmic deployment on the webSearch and Retrieval-Augmented AI: Web learning to rank, online learning, and counterfactual learning for rankingEconomics, Online Markets and Human Computation: Incentives in network design for Web infrastructures and ecosystems
📝 Abstract
We consider the problem of learning the optimal policy for Markov decision processes with safety constraints. We formulate the problem in a reach-avoid setup. Our goal is to design online reinforcement learning algorithms that ensure safety constraints with arbitrarily high probability during the learning phase. To this end, we first propose an algorithm based on the optimism in the face of uncertainty (OFU) principle. Based on the first algorithm, we propose our main algorithm, which utilizes entropy regularization. We investigate the finite-sample analysis of both algorithms and derive their regret bounds. We demonstrate that the inclusion of entropy regularization improves the regret and drastically controls the episode-to-episode variability that is inherent in OFU-based safe RL algorithms.
Problem

Research questions and friction points this paper is trying to address.

safe reinforcement learning
stochastic reach-avoid
safety constraints
Markov decision processes
online learning
Innovation

Methods, ideas, or system contributions that make the work stand out.

Provably Safe Reinforcement Learning
Stochastic Reach-Avoid
Entropy Regularization
Optimism in the Face of Uncertainty
Regret Bound
A
Abhijit Mazumdar
Section of Automation & Control, Aalborg University, 9220 Aalborg East, Denmark
R
Rafal Wisniewski
Section of Automation & Control, Aalborg University, 9220 Aalborg East, Denmark
M
Manuela L. Bujorianu
Section of Automation & Control, Aalborg University, 9220 Aalborg East, Denmark