Personalization Meets Safety:Mechanisms,Risks,and Mitigations in Personalized LLMs

📅 2026-06-08
📈 Citations: 0
Influential: 0
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🤖 AI Summary
This work addresses the underexplored security risks introduced by personalized large language models (LLMs), which, while enhancing user experience, have not been systematically examined at the intersection of personalization and safety. Existing research tends to treat these aspects in isolation, lacking integrated analysis. To bridge this gap, we propose the first safety-aware survey framework for personalized LLMs, systematically organizing user representation schemes, personalization paradigms, and evaluation methodologies. We establish a unified taxonomy of security risks and comprehensively cover mainstream technical approaches—including prompt engineering, retrieval augmentation, parameter fine-tuning, reinforcement learning, mixture-of-experts (MoE), pruning, agent-based systems, and multimodal integration. Through the OpenClaw case study, we reveal emerging deployment trends and identify critical structural gaps in relational safety evaluation, compositional mechanisms, and long-term risk modeling. Finally, we outline mitigation strategies spanning the entire model lifecycle to guide the development of secure and reliable personalized LLMs.
📝 Abstract
Large Language Models (LLMs) have enabled increasingly personalized interactions by adapting to users' preferences, contexts, and long-term histories. However, the mechanisms that enable personalization also expand the safety landscape in ways not systematically addressed by existing literature. Existing reviews typically focus either on personalization or safety, leaving their intersection largely unexplored. We present the first comprehensive, safety-aware review of personalized LLMs. We organize personalization along three dimensions-user representation, personalization paradigm, and evaluation-and introduce a unified taxonomy of safety risks. At the representation level, we analyze risks arising from diverse user representations. Across mainstream personalization paradigms, we delineate vulnerabilities inherent to prompting, retrieval augmentation, parameter fine-tuning, reinforcement learning, Mixture-of-Experts (MoE), pruning, agent frameworks, and multimodal personalization, and synthesize mitigation strategies across the model lifecycle. Beyond these fine-grained risks, we characterize paradigm-agnostic safety risks arising from personalized adaptation. We further summarize personalized datasets and evaluation methodologies. Through a case study of OpenClaw, we analyze deployment trends in personalized agent ecosystems. Our analysis reveals three structural inadequacies in existing research: safety is evaluated as user-invariant rather than relational, personalization techniques are analyzed in isolation rather than in composition, and evaluation frameworks cannot capture emergent long-term risks. By jointly examining personalized representations, personalization paradigms, safety risks, defenses, and evaluation methods, we provide a unified framework for developing safe personalized LLMs and highlight key directions for future research.
Problem

Research questions and friction points this paper is trying to address.

personalized LLMs
safety risks
personalization paradigms
user representation
evaluation frameworks
Innovation

Methods, ideas, or system contributions that make the work stand out.

personalized LLMs
safety risks
unified taxonomy
mitigation strategies
evaluation frameworks
Y
Yanyan Luo
Jiutian Research, China Mobile Jiutian Artificial Intelligence Technology (Beijing) Co., Ltd., Beijing, China.
Xue Han
Xue Han
Professor of Biomedical Engineering, Boston University
NeuroengineeringNeuroscience
R
Ruiqiao Bai
Jiutian Research, China Mobile Jiutian Artificial Intelligence Technology (Beijing) Co., Ltd., Beijing, China.
Xin Huang
Xin Huang
Beijing Institute of Technology
Large Language Models
Yitong Wang
Yitong Wang
ByteDance Inc.
computer vision
Q
Qian Hu
Jiutian Research, China Mobile Jiutian Artificial Intelligence Technology (Beijing) Co., Ltd., Beijing, China.
Qing Wang
Qing Wang
IBM Research China
computer visionstatistical signal processingmobile communication
C
Chunxu Zhao
Jiutian Research, China Mobile Jiutian Artificial Intelligence Technology (Beijing) Co., Ltd., Beijing, China.
Jie Liu
Jie Liu
Unknown affiliation
Numerical Method for Partial Differential Equations
C
Cong Geng
Jiutian Research, China Mobile Jiutian Artificial Intelligence Technology (Beijing) Co., Ltd., Beijing, China.
L
Lehao Xing
Jiutian Research, China Mobile Jiutian Artificial Intelligence Technology (Beijing) Co., Ltd., Beijing, China.
Pengwei Hu
Pengwei Hu
Lead Scientist, Merck
BioinformaticsArtificial IntelligenceSmart Organoid
Junlan Feng
Junlan Feng
Chief Scientist at China Mobile Research
Natural LanguageMachine LearningSpeech ProcessingData Mining