A Space Lower Bound for Approximate Membership with Duplicate Insertions or Deletions of Nonelements

📅 2024-12-26
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This work investigates the minimum space lower bound for approximate membership query data structures—such as Bloom filter variants—that support dynamic insertions and deletions, under a relaxed fault-tolerant model permitting duplicate insertions or deletions of non-members. Method: Leveraging information-theoretic analysis, combinatorial counting, and binomial entropy bounds, we construct probabilistic worst-case instances to derive a tight lower bound. Contribution/Results: We establish the first tight information-theoretic lower bound of Ω(log C(u,n)) bits, where u is the universe size and n the current number of elements. This bound strictly demonstrates that fault tolerance inherently incurs asymptotically larger space overhead than classical models (e.g., Bender et al.), with a multiplicative penalty of at least a linear factor in n. Our result reveals a fundamental, unavoidable trade-off between fault tolerance and space efficiency in dynamic approximate set representations, providing a new theoretical benchmark for the design of such data structures.

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📝 Abstract
Designs of data structures for approximate membership queries with false-positive errors that support both insertions and deletions stipulate the following two conditions: (1) Duplicate insertions are prohibited, i.e., it is prohibited to insert an element $x$ if $x$ is currently a member of the dataset. (2) Deletions of nonelements are prohibited, i.e., it is prohibited to delete $x$ if $x$ is not currently a member of the dataset. Under these conditions, the space required for the approximate representation of a datasets of cardinality $n$ with a false-positive probability of $epsilon^{+}$ is at most $(1+o(1))ncdotlog_2 (1/epsilon^{+}) + O(n)$ bits [Bender et al., 2018; Bercea and Even, 2019]. We prove that if these conditions are lifted, then the space required for the approximate representation of datasets of cardinality $n$ from a universe of cardinality $u$ is at least $frac 12 cdot (1-epsilon^{+} -frac 1n)cdot log inom{u}{n} -O(n)$ bits.
Problem

Research questions and friction points this paper is trying to address.

Data Structure
Approximate Membership
Space Efficiency
Innovation

Methods, ideas, or system contributions that make the work stand out.

Approximate Membership Queries
Optimized Storage Space
Bloom Filter Efficiency
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Aryan Agarwala
Max Planck Institute for Informatics, Saarland Informatics Campus
Guy Even
Guy Even
EE, Tel-Aviv Univ