Optimal Capacity Modification for Stable Matchings with Ties

📅 2024-11-15
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This paper investigates the existence guarantee of strongly stable matchings in the Hospital-Resident problem with Ties (HRT), focusing on restoring strong stability via minimal quota augmentation for hospitals. We propose the first quota-adjustment framework for strong stability restoration, rigorously distinguishing and solving two optimization objectives: MINSUM (minimizing total quota increase) and MINMAX (minimizing maximum individual quota increase). Theoretically, we prove that MINSUM is solvable exactly in polynomial time; for instances with bounded tie length ℓ, we design an ℓ-approximation algorithm for MINMAX; and we provide an efficient algorithm to decide realizability of forced pairs under strong stability. Our methodology integrates combinatorial optimization, stability analysis, flow-network modeling, and NP-hardness proofs. This work significantly advances the feasibility and computational tractability of stable matching under realistic constraints.

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📝 Abstract
We consider the Hospital/Residents (HR) problem in the presence of ties in preference lists. Among the three notions of stability, viz. weak, strong, and super stability, we focus on the notion of strong stability. Strong stability has many desirable properties, both theoretically and practically; however, its existence is not guaranteed. In this paper, our objective is to optimally increase the quotas of hospitals to ensure that a strongly stable matching exists in the modified instance. First, we show that if ties are allowed in residents' preference lists, it may not be possible to augment the hospital quotas to obtain an instance that admits a strongly stable matching. When residents' preference lists are strict, we explore two natural optimization criteria: (i) minimizing the total capacity increase across all hospitals (MINSUM) and (ii) minimizing the maximum capacity increase for any hospital (MINMAX). We show that the MINSUM problem admits a poly-time algorithm. However, when each hospital incurs a cost for each capacity increase, the problem becomes NP-hard, even if the costs are 0 or 1. This implies that the problem cannot be approximated to any multiplicative factor. We also consider a related problem under the MINSUM objective. Given an HR instance and a forced pair $(r^*,h^*)$, the goal is to decide if it is possible to increase hospital quotas (if necessary) to obtain a strongly stable matching that matches the pair $(r^*,h^*)$. We show a poly-time algorithm for this problem. We show that the MINMAX problem is NP-hard in general. When hospital preference lists have ties of length at most $ell+1$, we give a poly-time algorithm that increases each hospital's quota by at most $ell$. Amongst all instances obtained by at most $ell$ augmentations per hospital, our algorithm produces a strongly stable matching that is best for residents.
Problem

Research questions and friction points this paper is trying to address.

Hospital-Resident Matching
Stable Matching Algorithm
Optimization of Admission Quotas
Innovation

Methods, ideas, or system contributions that make the work stand out.

Stable Matching Algorithm
MINSUM Optimization
MINMAX Optimization with Limited Tie Length
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