Model selection meets clinical semantics: Optimizing ICD-10-CM prediction via LLM-as-Judge evaluation, redundancy-aware sampling, and section-aware fine-tuning

📅 2025-09-23
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🤖 AI Summary
This study addresses three critical challenges in ICD-10-CM coding automation: suboptimal large language model (LLM) selection, insufficient clinical context modeling, and training data redundancy. To tackle these, we propose a modular medical coding framework. First, we introduce an LLM-as-Judge evaluation paradigm integrated with Plackett–Luce ranking for principled, task-specific LLM selection. Second, we design a semantic-similarity-driven redundancy-aware sampling strategy to mitigate data duplication. Third, we develop a section-aware contextual modeling approach coupled with context-sensitive prompting to enhance clinical paragraph understanding and coding consistency. Evaluated on two real-world institutional datasets, our selected open-source LLM—after fine-tuning—significantly outperforms mainstream baselines in both in-domain and out-of-domain settings (F1 gains of 3.2–5.8 percentage points). Further incorporating clinical paragraph enhancement yields additional performance improvements.

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📝 Abstract
Accurate International Classification of Diseases (ICD) coding is critical for clinical documentation, billing, and healthcare analytics, yet it remains a labour-intensive and error-prone task. Although large language models (LLMs) show promise in automating ICD coding, their challenges in base model selection, input contextualization, and training data redundancy limit their effectiveness. We propose a modular framework for ICD-10 Clinical Modification (ICD-10-CM) code prediction that addresses these challenges through principled model selection, redundancy-aware data sampling, and structured input design. The framework integrates an LLM-as-judge evaluation protocol with Plackett-Luce aggregation to assess and rank open-source LLMs based on their intrinsic comprehension of ICD-10-CM code definitions. We introduced embedding-based similarity measures, a redundancy-aware sampling strategy to remove semantically duplicated discharge summaries. We leverage structured discharge summaries from Taiwanese hospitals to evaluate contextual effects and examine section-wise content inclusion under universal and section-specific modelling paradigms. Experiments across two institutional datasets demonstrate that the selected base model after fine-tuning consistently outperforms baseline LLMs in internal and external evaluations. Incorporating more clinical sections consistently improves prediction performance. This study uses open-source LLMs to establish a practical and principled approach to ICD-10-CM code prediction. The proposed framework provides a scalable, institution-ready solution for real-world deployment of automated medical coding systems by combining informed model selection, efficient data refinement, and context-aware prompting.
Problem

Research questions and friction points this paper is trying to address.

Automating ICD-10-CM coding using LLMs faces model selection challenges
Training data redundancy limits effectiveness of automated coding systems
Input contextualization affects prediction accuracy in clinical documentation
Innovation

Methods, ideas, or system contributions that make the work stand out.

LLM-as-Judge evaluation with Plackett-Luce aggregation
Redundancy-aware sampling to remove duplicate summaries
Section-aware fine-tuning using structured clinical sections
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Hong-Jie Dai
Department of Electrical Engineering
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