Safety-Certified CRT Sparse FFT: $Ω(k^2)$ Lower Bound and $O(N \log N)$ Worst-Case

📅 2026-04-20
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🤖 AI Summary
This work addresses the performance degradation of Chinese Remainder Theorem (CRT)-based sparse FFT algorithms when moduli are not pairwise coprime, a scenario in which worst-case complexity can exceed that of the classical FFT. Focusing on $k$-sparse signals, the paper establishes the first adversarial lower bound of $\Omega(k^2)$ under this setting. To mitigate this issue, the authors propose a robust sparse FFT framework that employs lightweight certificates—such as bucket occupancy and candidate set size—to verify reconstruction reliability. If verification succeeds, the algorithm achieves a complexity of $O(\sqrt{N} \log N + kN)$; otherwise, it safely falls back to dense FFT with guaranteed $O(N \log N)$ complexity, ensuring worst-case performance never degrades below that of the classical FFT.

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📝 Abstract
Computing Fourier transforms of k-sparse signals, where only k of N frequencies are non-zero, is fundamental in compressed sensing, radar, and medical imaging. While the Fast Fourier Transform (FFT) evaluates all N frequencies in $O(N \log N)$ time, sufficiently sparse signals should admit sub-linear complexity in N. Existing sparse FFT algorithms using Chinese Remainder Theorem (CRT) reconstruction rely on moduli selection choices whose worst-case implications have not been fully characterized. This paper makes two contributions. First, we establish an $Ω(k^2)$ adversarial lower bound on candidate growth for CRT-based sparse FFT when moduli are not pairwise coprime (specifically when $m_3 \mid m_1 m_2$), implying an $O(k^2 N)$ worst-case validation cost that can exceed dense FFT time. This vulnerability is practically relevant, since moduli must often divide N to avoid spectral leakage, in which case non-pairwise-coprime configurations can be unavoidable. Pairwise coprime moduli avoid the proven attack; whether analogous constructions exist for such moduli remains an open question. Second, we present a robustness framework that wraps a 3-view CRT sparse front end with lightweight certificates (bucket occupancy, candidate count) and an adaptive dense FFT fallback. For signals passing the certificates, the sparse path achieves $O(\sqrt{N} \log N + k N)$ complexity; when certificates detect collision risk, the algorithm reverts to $O(N \log N)$ dense FFT, guaranteeing worst-case performance matching the classical bound.
Problem

Research questions and friction points this paper is trying to address.

sparse FFT
Chinese Remainder Theorem
worst-case complexity
spectral leakage
moduli selection
Innovation

Methods, ideas, or system contributions that make the work stand out.

Sparse FFT
Chinese Remainder Theorem
adversarial lower bound
safety certification
adaptive fallback
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