Opportunity-Sensitive Social Welfare

📅 2026-03-27
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🤖 AI Summary
This study addresses income inequality from the perspective of equality of opportunity, distinguishing between inequality arising from circumstances beyond individual control and disparities stemming from voluntary risk-taking. To this end, it develops an axiomatic framework that first computes expected utilities within groups sharing identical environmental characteristics and then aggregates group welfare using a one-parameter opportunity-sensitive social welfare function. Integrating ambiguity decision theory, expected utility analysis, and mean-divergence decomposition, the framework introduces an opportunity stochastic dominance criterion and yields a decomposable measure of overall inequality into between-group opportunity inequality and within-group risk-related dispersion. The analysis derives multiple equivalent representations of the social welfare function, offering a practical toolkit for normative welfare evaluation and inequality decomposition.

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📝 Abstract
We develop an axiomatic framework to evaluate income distributions from the perspective of an opportunity-egalitarian social planner. Building on a formal link with the literature on decision theory under ambiguity, we characterize a class of opportunity-sensitive social welfare functions based on a two-stage evaluation: the planner first computes the expected utility of income within each social type, where types consist of individuals sharing the same circumstances beyond their control, and then aggregates these type-specific welfare levels through a transformation reflecting aversion to inequality of opportunity. The evaluation is governed by a single parameter. We provide equivalent representations of the social welfare function, including a mean-divergence form that separates an efficiency term from an inequality term, and we establish an opportunity stochastic dominance criterion. Finally, we derive inequality measures that decompose overall inequality into within-group risk and between-group inequality of opportunity, providing a tractable basis for normative welfare analysis.
Problem

Research questions and friction points this paper is trying to address.

opportunity inequality
social welfare
income distribution
egalitarianism
inequality decomposition
Innovation

Methods, ideas, or system contributions that make the work stand out.

opportunity-sensitive social welfare
inequality of opportunity
axiomatic framework
mean-divergence decomposition
opportunity stochastic dominance
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